Beneficial Owner Either the record owner of securities or someone deemed to be the owner of securities under applicable SEC rules. Examples of beneficial ownership include the presumption that one owns shares which underlie currently exercisable options or warrants, or shares owned by one's spouse.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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