Broker-Assisted Direct public offerings can be successful without using any commissioned sales people. However, the size of the offering, it's timing, or other factors may suggest using licensed brokers to sell part of the offering. They can be allocated a portion of the shares to sell on a best efforts basis to their own customers or by cold calling the prospects they generate. Or, the company can deliver the names and telephone numbers of people who have requested a prospectus to selected brokers and pay a negotiated commission rate for the conversion into sales.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Phone: 800-341-2684
Local: 561-514-0936
Fax: 561-514-0832
E-mail: LauraAnthonyPA@aol.com
www.PublicCompanyCompliance.com


© 2012 Legal &Compliance, LLC

Web Design & Development by Gianfranco.us