Code of Arbitration Procedure of the NASD for settling disputes among participants in the securities markets by arbitration. Applies to disputes between and among members, members and their associates, members and public customers, associates of members and public customers, and members and clearing agencies or persons using the facilities of a clearing agency (however, only when the clearing agency has an arbitration agreement with the NASD).
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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