Due Diligence The responsibility of underwriters and others, who prepare or sign the registration statement, to conduct a reasonable investigation to provide a basis for their belief that the registration statement does not contain misstatements or omissions of material facts at its effective date. Or, the process of reviewing a company's operating history, assets, liabilities, risks, uncertainties, and management in anticipation of entering into a transaction with that company. Or, a legal requirement that stock brokers, underwriters and spin-off sponsors must meet to ensure that the statements made by a spin-off company or public company are accurate and complete. The purpose is to ensure the public has full and accurate information about a public company or a private company about to become a public company.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Phone: 800-341-2684
Local: 561-514-0936
Fax: 561-514-0832
E-mail: LauraAnthonyPA@aol.com
www.PublicCompanyCompliance.com


© 2012 Legal &Compliance, LLC

Web Design & Development by Gianfranco.us