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LEGAL TERMS DIRECTORY
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z Investment Banking Firm Acts as underwriter or agent, serving as intermediary between an issuer of securities and the investing public. In addition to new securities offerings, investment bankers handle the distribution of blocks of previously issued securities, either through secondary offerings or through negotiations, maintain markets for securities already distributed, and act as finders in private placements of securities. Many investment banking firms support broker-dealer operations, serving both retail and wholesale clients in brokerage and advisory capacities. In addition to underwriting and brokerage operations, investment banking firms are becoming more involved in other financial services and financing transactions as defined by each individual firm. Some firms become involved in brokerage operations specializing in private placement transactions and other investment strategies similar to venture capital firms. In some instances, a firm's minimum investment figure will relate to private placements rather than public offerings or secondary public offerings. Firms specializing in "pink sheets" will usually become involved in riskier high-growth businesses and have a lower minimum financing requirement. They will, however, expect high returns on their investments and often require that a company become publicly traded if it isn't currently a public company. Welcome to our Legal Directory
Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to:
Legal & Compliance, LLC 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: 800-341-2684 Local: 561-514-0936 Fax: 561-514-0832 E-mail: LauraAnthonyPA@aol.com www.PublicCompanyCompliance.com |