Investment Company Act of 1940 Federal statute passed to regulate mutual funds and other entities established to invest in securities. Most hedge funds operate pursuant to an exemption from regulation under this Act.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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West Palm Beach, FL 33401
Phone: 800-341-2684
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