|
 |
LEGAL TERMS DIRECTORY
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z Rule 419 This SEC rule, passed in 1992, requires significant safeguards in connection with an IPO or other registration under the Securities Act of 1933 of shares of a blank check. These safeguards include requiring almost all funds raised and shares issued to be placed in escrow pending a merger, an eighteen-month time limit to complete a merger, investor reconfirmation of their investment prior to a merger, and other requirements. An IPO is exempt from this rule if it raises more than $5 million, as a result of which all SPACs are exempt from Rule 419. Welcome to our Legal Directory
Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to:
Legal & Compliance, LLC 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: 800-341-2684 Local: 561-514-0936 Fax: 561-514-0832 E-mail: LauraAnthonyPA@aol.com www.PublicCompanyCompliance.com |