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LEGAL TERMS DIRECTORY
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z Safe Harbor Rules The SEC has issued interpretations for some of its rules, giving numerical and other objective standards. They are not the exclusive answers. However, if the facts of a particular situation fall within those standards, then the rules provide a "safe harbor" and the company does not need to get a no-action letter or other assurance that it will not violate the securities laws. There are, for instance, safe harbor rules with respect to the use of financial forecasts in a prospectus. Welcome to our Legal Directory
Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to:
Legal & Compliance, LLC 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: 800-341-2684 Local: 561-514-0936 Fax: 561-514-0832 E-mail: LauraAnthonyPA@aol.com www.PublicCompanyCompliance.com |