Securities Act of 1933 ("1933 Act") Regulates the offer and sale of securities and generally requires the filing of certain information and disclosures with the SEC before the securities can be sold. Also referred to as "the 1933 Act." Or, the first law regulating the securities markets passed during the Great Depression and regulating the offering of securities.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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