Securities and Exchange Act of 1934 ("1934 Act") Regulates the trading of outstanding securities and generally requires the filing of periodic reports with the SEC. Also referred to as "the 1934 Act" or "the Exchange Act." Amended from time to time, this law is the federal structure governing the trading of securities and the secondary market. It defines and governs stock exchanges, securities firms, and other participants in the securities markets.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Phone: 800-341-2684
Local: 561-514-0936
Fax: 561-514-0832
E-mail: LauraAnthonyPA@aol.com
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