Self-Underwritten Offering Offerings of this type are sold by officers, directors, founders, and licensed sales agents of an issuer as opposed to being sold by a licensed and professional underwriter and investment banking firm. In effect, the issuer in these types of offerings is acting as its own underwriter. An example of this type of offering is a direct public offering or DPO.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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