Short Swing Profit Rule Under Section 16 of the Securities Exchange Act of 1934, this SEC rule states that an officer, director, or 10 percent shareholder of a reporting company may not purchase and then sell, or sell and then purchase, any shares of the company's stock within a six-month period and retain profits from the transaction. Welcome to our Legal Directory
Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to:
Contact us immediately for a complimentary initial consultation.
Laura Anthony, Founding Partner
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Phone: 800-341-2684
Local: 561-514-0936
Fax: 561-514-0832
E-mail: LauraAnthonyPA@aol.com
www.PublicCompanyCompliance.com
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