Simplified Industry Arbitration Arbitration procedure of the NASD that must be used for disputes of less than $25,000 that do not involve a public customer and are not employment disputes that qualify for Simplified Arbitration. One to three securities industry arbitrators arbitrate the dispute. Unless one of the parties requests a hearing or a majority of the panel call for a hearing, the matter is decided solely on the pleadings and evidence filed.
Welcome to our Legal Directory Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to: Contact us immediately for a complimentary initial consultation. Laura Anthony, Founding Partner
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