Trading Authorization A power of authority given to someone outside the firm, such as an investment adviser. The person holding this power is said to have trading authority in the account. The trading authorization will typically be given in the investment adviser contract. Welcome to our Legal Directory
Legal & Compliance, LLC is a national corporate and securities law firm that focuses on the specific needs of OTCBB and Bulletin Board Companies. Focus areas include but are not limited to:
Contact us immediately for a complimentary initial consultation.
Laura Anthony, Founding Partner
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Phone: 800-341-2684
Local: 561-514-0936
Fax: 561-514-0832
E-mail: LauraAnthonyPA@aol.com
www.PublicCompanyCompliance.com
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